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CITY BAR CENTER FOR CLE
LEGAL & ETHICAL ISSUES
FOR INVESTMENT COUNSEL
Monday, May 23, 2011 / 6:00 p.m. to 9:00 p.m.
Agenda
6:00-6:05
Introduction to the Program
Kenneth J. Berman
6:05-7:00
Litigation
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Seek legal counsel: If you encounter complex legal issues, consult with an attorney or legal expert who specializes in the relevant area. They can provide guidance and help you navigate the legal complexities.
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Individuals: Even as individuals, we have legal and ethical responsibilities. Understanding and abiding by the law ensures our actions do not harm others or infringe on their rights. Additionally, ethical decision-making helps us contribute positively to society and maintain our integrity.
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Legal and ethical issues refer to the concerns and principles associated with the law and moral values that arise in various contexts, such as business, healthcare, technology, and society.
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Different individuals and entities may be required to file legal and ethical issues depending on the specific context. For example, businesses may be required to report on ethical practices and compliance with laws, while healthcare institutions may need to address ethical considerations in patient care.
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The purpose of addressing legal and ethical issues is to ensure compliance with laws and regulations, promote ethical conduct, protect individuals' rights and well-being, maintain organizational integrity, and foster a just and responsible society.
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The specific information that must be reported on legal and ethical issues will depend on the context. Generally, it may involve disclosing relevant facts, assessing compliance with applicable laws and regulations, describing ethical considerations and decision-making processes, and documenting actions taken to address any issues or concerns.
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