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Amended and Restated as of January 16, 2009, JOINT CODE OF ETHICS FOR JACOB FUNDS AND JACOB ASSET MANAGEMENT OF NEW YORK LLC Jacob Funds (the Funds) and Jacob Asset Management of New York LLC, the
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What is jacob funds and adviser?
Jacob funds and adviser refers to the forms that investment advisers must file with the SEC to register as an investment adviser and to provide ongoing disclosures.
Who is required to file jacob funds and adviser?
Investment advisers who manage $150 million or more in assets are required to file Form ADV with the SEC.
How to fill out jacob funds and adviser?
Form ADV can be filled out electronically on the SEC's website by providing information about the adviser's business practices, fees, conflicts of interest, and more.
What is the purpose of jacob funds and adviser?
The purpose of jacob funds and adviser is to provide transparency to investors and regulatory authorities about an investment adviser's business operations and potential conflicts of interest.
What information must be reported on jacob funds and adviser?
Information such as the adviser's assets under management, fee schedule, investment strategies, key personnel, and any disciplinary history must be reported on Form ADV.
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