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Broker Introduction Package www.rivierafinance.com INDEPENDENT REPRESENTATIVE MARKETING AGREEMENT THIS AGREEMENT made this, of, between Riviera Finance (Riviera) and (Representative). TERM: This agreement
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What is broker intro package 31615?
Broker intro package 31615 is a set of documents and information that brokers must submit to regulatory authorities for approval before they can start operating in the financial industry.
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Any individual or firm that wants to become a broker in the financial industry is required to file broker intro package 31615.
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The purpose of broker intro package 31615 is to ensure that brokers meet all the necessary requirements and regulations set by authorities to operate in the financial industry.
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Information such as business details, financial statements, compliance procedures, and background checks of key personnel must be reported on broker intro package 31615.
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