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U.S. Global Investors Funds Change of Financial Advisor Form YOUR ORIGINAL SIGNATURE(S) IS(ARE) REQUIRED IN SECTION 3 ? ? Use this form to add or change the financial advisor on your U.S. Global Investors
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How to fill out change of financial advisor

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How to fill out change of financial advisor:

01
Obtain the necessary forms: Contact your current financial advisor or financial institution to request the appropriate forms for changing advisors. They may have specific documents or forms that need to be filled out.
02
Review the paperwork: Carefully read through the forms to understand what information is required. The paperwork may include your personal details, current financial advisor's information, new financial advisor's information, and reasons for changing advisors.
03
Gather supporting documents: Prepare any supporting documents that may be required, such as account statements, contracts, or agreements with your current financial advisor. These documents may help facilitate the transfer of your assets or information to the new advisor.
04
Complete the forms accurately: Fill out the forms accurately and ensure all required fields are filled in. Provide any necessary explanations or additional information as requested.
05
Double-check the forms: Review the completed forms for any errors or omissions. Make sure all the information provided is accurate and up to date.
06
Sign and submit the forms: Once you have reviewed and verified the information, sign the forms as required. Follow the instructions provided by your financial institution on how to submit the forms.

Who needs change of financial advisor?

01
Individuals unsatisfied with current financial advisor's performance: Some people may consider changing their financial advisor if they are not satisfied with the services provided. This could include poor investment performance, lack of communication, or a change in personal financial goals.
02
Change in personal circumstances: A change in personal circumstances, such as a marriage, divorce, retirement, or inheritance, may warrant a change in financial advisor. You may require a financial advisor who specializes in specific areas or has expertise in managing certain financial situations.
03
Relocation: If you are relocating to a different city or country, you may need to change your financial advisor to someone who is more accessible and familiar with the local regulations and opportunities.
04
Retirement or succession planning: If your financial advisor is nearing retirement or if you require long-term financial planning, you may need to change advisors to someone who can provide continuity of service or specialized retirement planning expertise.
05
Change in financial goals or investment strategy: As your financial goals evolve or your investment strategy changes, you may need a financial advisor who can align with your new objectives and help you achieve them.
It is essential to carefully consider your reasons for changing financial advisors and conduct thorough research before making a decision. Consult with multiple advisors, review their qualifications, and ensure that the new advisor meets your specific needs and goals.
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Change of financial advisor refers to the process of replacing or switching to a new financial advisor for managing financial affairs and investments.
Any individual or entity who wishes to switch their financial advisor is required to file a change of financial advisor.
To fill out a change of financial advisor form, you need to obtain the form from the relevant regulatory authority or financial institution, provide your personal and account information, specify the details of the new financial advisor, and submit the form as per the provided instructions.
The purpose of change of financial advisor is to allow individuals or entities to select a different financial advisor that better suits their needs and preferences, or to address any concerns or issues with their current financial advisor.
The information to be reported on change of financial advisor typically includes personal details of the client, account information, details of the current financial advisor, and details of the new financial advisor.
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