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FORM ADV Uniform Application for Investment Adviser Registration Part II Page 1 OMB APPROVAL OMB Number: 32350049 Expires: February 28, 2001, Estimated average burden hours per response. . . .9.01
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advspart2doc is a form required to be filed by certain investment advisers with the Securities and Exchange Commission (SEC) as part of their regulatory obligations.
Investment advisers registered with the SEC are required to file advspart2doc.
advspart2doc can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
The purpose of advspart2doc is to provide important information about an investment adviser's business practices, conflicts of interest, and other key disclosures.
advspart2doc requires information about the adviser's investment strategies, disciplinary history, key personnel, and other relevant details.
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