Get the free for Amendments ) Form 19b-4 Page 1 of 14 Proposed Rule Change by National Securit...

Name: Fillable Online for Amendments *) Form 19b-4 Page 1 of * 14 Proposed Rule Change by National Securities Clearing Corporation Pursuant to Rule 19b-4 under the Securities Exchange Act of 1934 Initial * Amendment * Withdrawal Section 19(b)(3)(A) * Section Fax Email Print - pdfFiller
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OMB APPROVAL OMB Number: 3235-0045 Estimated average burden hours per response............38 Required fields are shown with yellow backgrounds and asterisks. SECURITIES AND EXCHANGE COMMISSION File

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What is for amendments form 19b-4?

The amendments form 19b-4 is a regulatory filing form used by certain entities to amend a proposed rule change under Section 19(b)(4) of the Securities Exchange Act of 1934.

Who is required to file for amendments form 19b-4?

Entities such as national securities exchanges, national securities associations, and self-regulatory organizations are required to file amendments form 19b-4 when making changes to proposed rule changes.

How to fill out for amendments form 19b-4?

To fill out the amendments form 19b-4, you need to provide relevant information about the proposed rule change and its amendments in accordance with the instructions provided by the Securities and Exchange Commission.

What is the purpose of for amendments form 19b-4?

The purpose of the amendments form 19b-4 is to keep the public and market participants informed about any modifications or adjustments made to proposed rule changes, ensuring transparency and compliance with regulatory requirements.

What information must be reported on for amendments form 19b-4?

The amendments form 19b-4 requires reporting of detailed information regarding the proposed rule change, including the reasons for the amendment, the impact on affected parties, and any additional supporting documentation.

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