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OMB APPROVAL OMB Number: 3235-0045 Expires: June 30, 2010, Estimated average burden hours per response............38 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 19b-4 Page 1 of
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Read the proposed rule change carefully: Before starting to fill out the form, it is important to thoroughly read and understand the proposed rule change. This will give you a clear understanding of what information needs to be provided in the form.
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Provide accurate and complete information: Fill out all the required fields in the proposed rule change form accurately and completely. Ensure that you provide the necessary details such as your name, contact information, and any other information requested in the form.
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Follow the instructions: The proposed rule change form may come with specific instructions on how to fill it out. It is crucial to follow these instructions closely to ensure that your submission is valid.
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Attach supporting documents if required: Depending on the nature of the proposed rule change, you may need to attach supporting documents along with the form. These documents could include evidence, research, or any other relevant material that supports your proposed change. Make sure to include these documents as instructed.
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Review and double-check: Before submitting the proposed rule change form, take the time to review and double-check all the information provided. Ensure there are no errors or missing information that could affect the evaluation of your proposed change.

Who needs proposed rule change to:

01
Regulatory bodies: Proposed rule changes are often submitted by regulatory bodies that have the authority to make and implement rules in a specific industry or sector. These bodies may require a rule change to address certain issues, enhance existing regulations, or adapt to changing circumstances.
02
Stakeholders: Stakeholders such as industry associations, organizations, or individuals who are directly affected by existing rules may also need to propose a rule change. This could be to advocate for their interests, address concerns, or suggest improvements to current regulations.
03
Public: In some cases, proposed rule changes may also be open to public input. This allows individuals, citizens, and entities to provide their perspectives and suggestions on potential rule changes that may impact them directly or indirectly. The public's input helps regulatory bodies make informed decisions and ensures that the proposed rules align with the needs and expectations of the community.
Overall, anyone who believes that a rule change is necessary or beneficial within their industry, organization, or community may need to fill out a proposed rule change form. It is crucial to carefully follow the instructions and provide accurate and complete information to ensure that the proposed change is considered and evaluated effectively.
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The proposed rule change refers to a potential modification or alteration to an existing rule or regulation.
The individuals or entities that are obligated to file a proposed rule change are typically determined by the governing body or organization responsible for overseeing the specific rule or regulation.
The process of filing a proposed rule change usually involves submitting a formal document or application to the relevant authority, providing the necessary details and justifications for the proposed modification.
The purpose of a proposed rule change is often to address perceived flaws, gaps, or shortcomings in an existing rule, or to adapt the rule to new circumstances or developments.
The specific information required to be reported on a proposed rule change can vary depending on the nature of the rule and the governing body. However, it typically includes details about the proposed modification, its rationale, potential impacts, and any supporting evidence or data.
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