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OMB APPROVAL OMB Number: 3235-0045 Expires: June 30, 2007, Estimated average burden hours per response............38 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 19b-4 Page 1 of

How to fill out 1 proposed rule change

How to fill out 1 proposed rule change:

1. Identify the proposed rule change form or document that needs to be filled out. This could be provided by an organization, government agency, or regulatory body.
2. Read through the instructions on the form carefully to understand the requirements and any specific information that needs to be provided.
3. Begin by writing your name, contact information, and any other required personal details at the top of the form.
4. Review the proposed rule change and understand its purpose and implications. This will help you provide relevant information and insights in the form.
5. Carefully fill out all the sections and fields on the form, ensuring accuracy and clarity in your responses. If any sections are not applicable, mark them as such or provide a concise explanation.
6. Use clear and concise language to explain your proposed rule change. Clearly state the problem or issue the change intends to address, and provide a logical and well-supported argument for the change.
7. If required, provide any supporting documentation, research, or evidence to further substantiate your proposed rule change.
8. Review the completed form for any errors or omissions before submitting it. Make sure all required fields are filled out and that your responses are clear and coherent.
9. Submit the completed form as per the instructions provided. This may involve mailing it, submitting it online, or delivering it in person.
10. Retain a copy of the completed form for your records.

Who needs 1 proposed rule change:

1. Individuals or organizations who believe that an existing rule or regulation needs to be modified or a new rule needs to be introduced.
2. People who have identified issues or problems within a specific industry, community, or government that can be addressed through a rule change.
3. Stakeholders or interest groups who want to advocate for a particular change to a rule or regulation.
4. Any individual or entity affected or interested in the subject matter of the proposed rule change may need to be involved in the process. This can include businesses, professionals, consumers, government agencies, community organizations, and others.
5. Depending on the context, lawyers, consultants, or experts may also be involved in preparing and submitting a proposed rule change.

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