Get the free Sec fillable conflict minerals form - ipc

DRC Conflict Minerals: EIC /CESI Approach to Responsible Sourcing Jerry Meyers, PhD., Intel April 12, 2011 1 Agenda EIC and CESI overview 2011 Work Group goals review Overview of activities CFS Overview

How to fill out sec conflict minerals form

How to fill out sec conflict minerals form:

1. Consult the official SEC Conflict Minerals Reporting website for the most up-to-date form and instructions.
2. Gather all necessary information and documents, such as company identification, contact information, and details about the conflict minerals in your supply chain.
3. Fill out each section of the form accurately and thoroughly, providing all required information and supporting documentation.
4. Pay close attention to any specific guidance or instructions provided by the SEC regarding the reporting requirements for conflict minerals.
5. Review and double-check the completed form for any errors or omissions before submitting it to the SEC.

Who needs sec conflict minerals form:

1. Companies that are required to file a report with the SEC under the Dodd-Frank Wall Street Reform and Consumer Protection Act.
2. Companies that manufacture, contract to manufacture, or use certain conflict minerals in their products.
3. Companies that fall within the SEC's definition of "issuer" and meet the threshold requirements for reporting conflict minerals, as outlined in the SEC regulations.
4. Companies that fall within the scope of the SEC's jurisdiction and are engaged in activities that involve conflict minerals sourced from covered countries.

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What is sec conflict minerals form?

The SEC conflict minerals form is a form, also known as Form SD, that is required to be filed with the United States Securities and Exchange Commission (SEC) by certain companies. It is used to disclose whether the company's products contain minerals sourced from Conflict-Affected and High-Risk Areas (CAHRAs).

Who is required to file sec conflict minerals form?

Companies that are required to file the SEC conflict minerals form are those that use conflict minerals, such as tin, tungsten, tantalum, and gold, in their products and are subject to the reporting requirements of the Securities Exchange Act of 1934. This includes companies that are publicly traded in the United States.

How to fill out sec conflict minerals form?

To fill out the SEC conflict minerals form, companies must go through a process of due diligence to determine if their products contain conflict minerals sourced from CAHRAs. They must then gather and analyze relevant information about their supply chain and the source of the minerals. This information is used to complete the required sections of the form, including disclosure on the company's reasonable country of origin inquiry and due diligence efforts.

What is the purpose of sec conflict minerals form?

The purpose of the SEC conflict minerals form is to promote transparency and prevent the use of minerals that finance armed conflict or human rights abuses. By requiring companies to disclose their use of conflict minerals, the SEC aims to raise awareness and encourage responsible sourcing practices.

What information must be reported on sec conflict minerals form?

The SEC conflict minerals form requires companies to report on their reasonable country of origin inquiry and due diligence efforts regarding conflict minerals. This includes a description of the products manufactured or contracted to be manufactured that contain conflict minerals, the facilities used to process those minerals, the country of origin of the minerals, and the efforts taken to determine the mine or location of origin.