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SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 -- FORM U5S ANNUAL REPORT Filed pursuant to the Public Utility Holding Company Act of 1935 by THE SOUTHERN COMPANY 270 PEACHTREE STREET,
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The Securities and Exchange Commission (SEC) is a regulatory agency that is responsible for enforcing federal securities laws in the United States. It was created to protect investors, maintain fair and efficient markets, and facilitate capital formation.
Companies that meet certain criteria, such as having a certain number of shareholders or having registered securities, are required to file with the Securities and Exchange Commission. This includes publicly traded companies, mutual funds, and certain investment advisers.
Filling out the Securities and Exchange Commission filings typically requires completing various forms and providing specific information about the company or investment fund. The specific process and forms that need to be filed depend on the type of filing being done. It is important to consult with legal or financial professionals to ensure compliance with the SEC's requirements.
The purpose of the Securities and Exchange Commission is to protect investors, maintain fair and efficient markets, and facilitate capital formation. It aims to achieve these goals by enforcing securities laws, regulating the securities industry, and providing investors with information that is essential for making informed investment decisions.
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