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This document provides a record of changes in beneficial ownership of securities according to SEC regulations, filed by a reporting person associated with CELL THERAPEUTICS INC.
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What is FORM 4?
FORM 4 is a document that must be filed with the Securities and Exchange Commission (SEC) to report changes in ownership of securities by certain individuals in publicly traded companies.
Who is required to file FORM 4?
FORM 4 must be filed by officers, directors, and beneficial owners of more than 10% of a registered class of equity securities of a company.
How to fill out FORM 4?
To fill out FORM 4, individuals must provide details such as the name of the reporting person, the relationship to the issuer, the date of the transaction, the number of shares involved, the transactions' nature, and any other relevant information. The form must then be submitted to the SEC electronically.
What is the purpose of FORM 4?
The purpose of FORM 4 is to provide transparency in the securities market by disclosing the trading activities of insiders, which helps inform investors about potential market activities.
What information must be reported on FORM 4?
FORM 4 must report information including the identity of the reporting person, the date of the transaction, the security involved, the nature of the transaction (buying or selling), the number of shares, price per share, and any applicable exemptions.
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