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Section 536.5 Criminal Code Docket Number This Agreement when completed and filed will be attached to the Information by the Clerk NOTE: PLEASE PRINT LEGIBLY Form D MUTUAL AGREEMENT TO LIMIT SCOPE
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Form D - Mutual is a form that needs to be filed by mutual funds to meet the requirements of the Securities and Exchange Commission (SEC) for exempt offerings.
Mutual funds are required to file Form D - Mutual with the SEC.
To fill out Form D - Mutual, mutual funds need to provide information about the offering, the fund manager, the type of security being offered, and other relevant details. The form can be filled out online through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of Form D - Mutual is to provide the SEC and potential investors with information about the mutual fund offering, including the relevant terms and conditions.
Form D - Mutual requires mutual funds to report information such as the names and addresses of the fund's executive officers and directors, the types of securities being offered, the minimum investment amount, any sales compensation being paid, and other relevant details regarding the offering.
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