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Print Form UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 OMB APPROVAL OMB Number: 3235-0101 Expires: February 28, 2014, Estimated average burden hours per response ...........

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How to fill out form 144 - morgan

How to fill out form 144 - Morgan:

01

Obtain a copy of form 144 - Morgan from the appropriate source, such as the Securities and Exchange Commission (SEC) website or a brokerage firm.

02

Fill out the general information section, which includes your name, address, phone number, and Social Security number. Provide accurate and up-to-date information.

03

Indicate the purpose of the filing. Form 144 is used to report the proposed sale of restricted securities under Rule 144 of the Securities Act. Describe the nature of the transaction briefly.

04

Specify the issuer of the securities, providing their name, address, and Central Index Key (CIK) number if available. Include details such as the class of securities, the number of shares to be sold, and the method of acquisition.

05

Attach any necessary supporting documents, such as letters of acceptance, contracts, or agreements that relate to the sale of the securities. Ensure all attachments are properly labeled and organized.

06

Sign and date the form. By signing, you certify that all the information provided is true, correct, and complete to the best of your knowledge and belief.

07

Submit the completed form 144 - Morgan to the SEC or the appropriate entity, following their specified instructions. Retain a copy of the form for your records.

Who needs form 144 - Morgan?

01

Individuals or entities planning to sell restricted securities, such as company affiliates, insiders, or control persons, may need to fill out form 144 - Morgan.

02

Companies that issue restricted securities under an exemption from registration may also be required to file form 144 - Morgan when their affiliates or insiders intend to sell these securities.

03

It is important to consult legal and financial professionals to determine if form 144 - Morgan is required for your specific situation. Compliance with securities regulations is crucial to avoid potential penalties and legal consequences.

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