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Web CRD and IARD TM Training Individual and Organization Disclosure2013. FINRA. All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. Individuals,
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Web CRD and IARDTM are online systems used for filing registration forms and related information for individuals and firms in the securities industry.
Individuals and firms in the securities industry, such as investment advisors, broker-dealers, and their associated persons, are required to file on Web CRD and IARDTM.
To fill out Web CRD and IARDTM, users need to create an account on the respective system and follow the prompts to complete the required registration forms and disclosures.
The purpose of Web CRD and IARDTM is to streamline the registration process for individuals and firms in the securities industry and provide a centralized database for regulatory agencies.
Information such as personal and professional background, employment history, disciplinary actions, and financial disclosures must be reported on Web CRD and IARDTM.
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