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Notices / News Releases 1.1.3 CSA Staff Notice 52311 Regarding the Required Forms of Certificates under MI 52109 Certification of Disclosure in Issuers Annual and Interim Filings CANADIAN SECURITIES
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Who needs CSA staff notice 52-311:
01
Individuals or entities involved in securities trading and compliance, particularly in Canada, may require CSA staff notice 52-311. This notice provides guidance and requirements for market participants.
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Market participants such as investment advisors, dealers, securities exchange operators, or other professionals operating within the Canadian securities market may be required to adhere to the guidelines outlined in CSA staff notice 52-311.
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Note: It is important to consult the specific regulations and requirements outlined by the relevant authorities to determine who exactly needs CSA staff notice 52-311 in their particular circumstances.
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What is csa staff notice 52-311?
CSA Staff Notice 52-311 is a notice issued by the Canadian Securities Administrators.
Who is required to file csa staff notice 52-311?
Certain securities industry participants are required to file CSA Staff Notice 52-311.
How to fill out csa staff notice 52-311?
CSA Staff Notice 52-311 must be filled out electronically through the specified online portal.
What is the purpose of csa staff notice 52-311?
The purpose of CSA Staff Notice 52-311 is to collect and disclose information about securities industry participants.
What information must be reported on csa staff notice 52-311?
Information such as ownership, control, and governance details of the securities industry participants must be reported on CSA Staff Notice 52-311.
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