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Chapter 6 Request for Comments 6.1 Request for Comments 6.1.1 CSA Staff Notice 31-402 Registration Forms Relating to the National Registration Database Canadian Securities Administrators Staff Notice
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CSA Staff Notice 31-402 provides guidance on the requirements for registrants to report cybersecurity incidents.
Registrants, including investment fund managers, portfolio managers, and dealers, are required to file CSA Staff Notice 31-402.
Registrants must provide details of cybersecurity incidents, including the date, nature, impact, and actions taken.
The purpose of CSA Staff Notice 31-402 is to enhance the cybersecurity practices of registrants and protect client information.
Registrants must report any cybersecurity incidents that could materially impact their business or their clients.
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