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Chapter 5 Rules and Policies 5.1.1 NI 24-101 Institutional Trade Matching and Settlement, Forms 24-101F1, 24-101F2, 24-101F3, 24-101F4, and 24101F5, and Companion Policy 24-101CP CANADIAN SECURITIES
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What is ni 24-101 institutional trade?
NI 24-101 is a regulation that requires certain institutions to report their trading activities to regulatory authorities.
Who is required to file ni 24-101 institutional trade?
Institutions such as investment funds, pension funds, and other institutional investors are required to file NI 24-101 institutional trades.
How to fill out ni 24-101 institutional trade?
Institutions can fill out NI 24-101 institutional trade forms online through the designated reporting platform provided by regulatory authorities.
What is the purpose of ni 24-101 institutional trade?
The purpose of NI 24-101 institutional trade reporting is to increase transparency in the financial markets and monitor trading activities of institutional investors.
What information must be reported on ni 24-101 institutional trade?
Institutions must report details of their trades, including the securities traded, volume, price, and other relevant information.
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