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SRO's, Marketplaces and Clearing Agencies 13.2 Marketplaces 13.2.1 Omega ATS Notice of Implementation Form 21-101F2 OMEGA ATS NOTICE OF IMPLEMENTATION On September 3, 2010, Omega ATS published for
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Individuals or organizations involved in an incident or event that requires notifying Omega ATS.
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Omega ats notice is a notification of automated trading systems activity.
Firms and individuals operating automated trading systems are required to file omega ats notice.
Omega ats notice can be filled out online through the regulatory platform.
The purpose of omega ats notice is to provide transparency and oversight of automated trading activities.
Information such as trading strategies, volume of trades, and system reliability must be reported on omega ats notice.
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