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2015 Advertising Regulation ConferenceRules Reference Guidelines Reference Guide2015 Advertising Regulation Conference
FINRA Rules
Rule 2210Communications with the Public1Rule 2212Use of Investment
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What is rules reference guide?
The rules reference guide is a document that provides information and guidelines for a specific set of rules or regulations.
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Certain businesses or entities may be required to file a rules reference guide, depending on the industry and regulatory requirements.
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The rules reference guide can typically be filled out online or through a physical form provided by the regulating authority.
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The purpose of the rules reference guide is to ensure compliance with regulations and to provide clarity on specific rules.
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