Get the free FORM ADV - Better Money Decisions

FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION AND REPORT BY EXEMPT REPORTING ADVISERS Primary Business Name: BETTER MONEY DECISIONS CRD Number: 172980 OtherThanAnnual Amendment

How to fill out form adv - better

Point by point, here's how to fill out Form ADV - Better:

1. Start by gathering all the necessary information: the name and contact details of the adviser, its business practices, background and disciplinary history, services offered, fee schedule, and any conflicts of interest.
2. Carefully review the instructions provided by the Securities and Exchange Commission (SEC) regarding Form ADV to ensure compliance and accuracy during the filling process.
3. Begin by completing Part 1 of Form ADV, which includes general information about the adviser, such as its name, address, registration details, and organization structure.
4. Proceed to Part 2A, also known as the "Brochure." In this section, provide a plain-English narrative description of the adviser's business, including its services, investment strategies, assets under management, and the background of key personnel.
5. Include any required attachments or additional information to support the disclosures made in Part 2A, such as brochures, contracts, or other relevant supporting documents.
6. Next, complete Part 2B, or the "Brochure Supplement." This section requires disclosing information about certain individuals who provide investment advice on behalf of the adviser, including their education, professional experience, disciplinary history, and any business affiliations.
7. Double-check all the provided information for accuracy, completeness, and consistency. It's crucial to ensure that all details are up to date and reflect the adviser's current business practices.
8. Once you've filled out all the necessary sections, sign and date the form as required. It's important to note that Form ADV requires electronic filing, typically done through the Investment Adviser Registration Depository (IARD) system.

Who needs Form ADV - Better?

1. Registered investment advisers: Any firm or individual that meets the definition of an investment adviser under the Investment Advisers Act of 1940 is required to complete and file Form ADV.
2. Individual state requirements: In addition to the SEC, state securities regulators may also require investment advisers to submit Form ADV, or a similar form, depending on the level of assets under management or other state-specific criteria.
3. Clients and prospective investors: Form ADV provides crucial information that allows clients and prospective investors to evaluate the investment adviser's qualifications, services, potential conflicts of interest, and disciplinary history. It helps them make informed decisions when choosing a financial professional to manage their investments.

By following these step-by-step instructions and understanding who needs to complete Form ADV, you can ensure a more accurate and comprehensive submission, benefiting both the investment adviser and its clients.

For pdfFiller’s FAQs

What is form adv - better?

Form ADV is a document that must be filed with the Securities and Exchange Commission (SEC) by investment advisers.

Who is required to file form adv - better?

Investment advisers who manage assets exceeding certain thresholds or who provide advisory services must file Form ADV.

How to fill out form adv - better?

Form ADV can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.

What is the purpose of form adv - better?

The purpose of Form ADV is to provide information about an investment adviser's business, fees, services, and potential conflicts of interest to clients and regulators.

What information must be reported on form adv - better?

Information such as assets under management, advisory services offered, ownership structure, and disciplinary history must be reported on Form ADV.

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