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NOTICE TO MEMBERS No. 2013 059 March 5, 2013, Trading by U.S. Residents Canadian Derivatives Clearing Corporation (CCC) maintains registrations with various U.S. state securities regulatory authorities
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Trading by u is a term used to describe the act of buying and selling securities or other financial instruments.
Individuals or entities who engage in trading of securities or financial instruments are required to file trading by u.
Trading by u can be filled out electronically through the designated platform provided by the relevant regulatory body.
The purpose of trading by u is to provide transparency and accountability in the financial markets.
Information such as the type of securities traded, the quantity, price, and date of the trades must be reported on trading by u.
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