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CLEAR FORM CHAD Change of Broker/Dealer Form Americas Investment Corp. Member FINRA/SIPC P.O. Box 5507 / Lincoln, NE 68505-5507 / 800-335-9858 / ameritas.com Request to reassign Broker/Dealer and
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How to fill out change of brokerdealer form:

01
Download or obtain the change of brokerdealer form from the appropriate regulatory authority or financial institution.
02
Fill in your personal information, including your name, address, contact details, and any relevant identification numbers.
03
Provide details about your current brokerdealer, such as the name of the firm, its address, and any other necessary information.
04
Indicate the reason for the change, whether it is due to a merger/acquisition, termination, or voluntarily switching to a new brokerdealer.
05
If applicable, provide details about the new brokerdealer you are moving to, including their name, address, and any other relevant information.
06
Include any necessary documentation or supporting materials, such as consent forms or agreements from both the current and new brokerdealer.
07
Review the form thoroughly to ensure all information is accurate and complete.
08
Sign and date the form, acknowledging that the information provided is true and accurate to the best of your knowledge.
09
Submit the form to the appropriate regulatory authority or financial institution, following any specific instructions mentioned on the form or website.

Who needs a change of brokerdealer form:

01
Individuals or entities who are currently associated with a particular brokerdealer but wish to switch to a different one.
02
Individuals or entities that have experienced a change in their current brokerdealer due to a merger, acquisition, or termination and need to update their information.
03
Professionals in the financial industry who are required by regulatory authorities to notify and seek approval for any changes in their brokerdealer affiliation.
Note: It is important to consult the specific rules and regulations of the relevant regulatory authority or financial institution to ensure compliance and accuracy when filling out a change of brokerdealer form.
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The change of brokerdealer form is a document that must be filed with regulatory authorities to inform them of changes in the brokerdealer's information.
Any brokerdealer who undergoes changes in their information such as address, contact details, ownership, or structure is required to file the change of brokerdealer form.
The change of brokerdealer form typically requires the brokerdealer to provide updated information about their business and submit it to the relevant regulatory authorities.
The purpose of the change of brokerdealer form is to ensure that regulatory authorities are kept up-to-date with accurate information about brokerdealers to facilitate oversight and enforcement of regulations.
The information required to be reported on the change of brokerdealer form typically includes changes in business address, contact details, ownership, management, and any other relevant information.
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Relevant keywords

AIC Ameritas SSN FINRA FAXIN SIPC OSJ CHBD AIC2 AICs Applicable reassign Brokerage Variable Faxed vendor Corp

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