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COMMON APPLICATION FORM ? Sub-Broker s Name & ARN Sub-Broker LG Code Investment Advisor s Name & ARN PRISM/ARN-0238 Ganesh S. Shanghai/ARN-0988 Official Acceptance Point LG Bank Sr. No. Stamp & Sign
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How to fill out sub-brokers name & ARN (Agent Registration Number)?

01
First, you will need to gather the necessary information before filling out the sub-brokers name & ARN. This includes the name of the sub-broker and their Agent Registration Number (ARN).
02
Start by locating the appropriate form or application where you need to provide the sub-brokers name & ARN. This could be a registration form for a financial institution or a regulatory authority.
03
Carefully read the instructions provided on the form or application to ensure you understand the requirements and any specific guidelines for filling out the sub-brokers name & ARN.
04
Locate the designated fields on the form where you are required to enter the sub-brokers name & ARN. These fields are usually clearly labeled to avoid any confusion.
05
Begin by entering the sub-broker's name. Make sure to provide the accurate and complete name of the sub-broker. Double-check for any spelling errors before proceeding.
06
Next, you will need to enter the sub-broker's ARN. This unique identification number is assigned to each registered agent and is crucial for regulatory and compliance purposes. Ensure that you have the correct ARN associated with the sub-broker.
07
After filling out the sub-broker's name & ARN, review the form or application to ensure all the information provided is accurate and error-free.

Who needs sub-brokers name & ARN?

01
Financial Institutions: Many financial institutions, such as banks, brokerage firms, and investment firms, require sub-brokers to provide their name & ARN to ensure compliance with regulatory guidelines and track their activities.
02
Regulatory Authorities: Regulatory bodies in the financial industry, such as securities commissions and regulatory agencies, often require sub-broker information, including their name & ARN, to monitor and govern the activities of sub-brokers.
03
Clients and Investors: Clients and investors who engage with sub-brokers may also require their name & ARN for due diligence purposes. This information helps verify the credibility and legitimacy of the sub-broker, ensuring the clients' investments are in safe hands.
Remember, accurately filling out the sub-brokers name & ARN is essential to maintain compliance, enable transparency, and build trust within the financial industry.
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Sub-broker's name and ARN (AMFI Registration Number) are unique identifiers for a sub-broker in the financial market.
Sub-brokers and financial institutions are required to file sub-broker's name and ARN.
Sub-brokers name and ARN can be filled out in the designated forms provided by regulatory authorities.
The purpose of sub-brokers name and ARN is to track and regulate the activities of sub-brokers in the financial market.
The information reported on sub-brokers name and ARN includes the sub-broker's name, contact details, and ARN.
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