Get the free Form 604 - ASX - asx com

604 page 1/2 15 July 2001 Form 604 Corporations Act 2001 Section 671B Notice of change of interests of substantial holder For personal use only To Company Name/Scheme Sold Limited ACN/ARSON 1. 140

How to fill out form 604 - asx

How to fill out form 604 - ASX:

1. Obtain the form: The form 604 - ASX can be downloaded from the ASX (Australian Securities Exchange) website or obtained from the ASX directly.
2. Provide company details: Fill in the required fields with accurate company information, including the company name, Australian Company Number (ACN), or Australian Registered Body Number (ARBN).
3. Disclose substantial holder details: If you are a substantial holder, you need to disclose your personal or company details as required by the form. This includes providing your name, address, and contact information.
4. Provide the relevant financial product details: Indicate the details of the financial product involved, such as the ASX code, quantity or number of units, and the type of security.
5. Disclose substantial holder's voting power: Specify the voting power or relevant interest percentage held by the substantial holder in the company's securities.
6. Fill in additional relevant information: The form may require additional information depending on the circumstances, such as disclosing any relevant interests or agreements in relation to the securities.
7. Sign and date the form: Once you have completed the form with accurate and relevant information, sign and date the form to certify its accuracy.

Who needs form 604 - ASX?

1. Substantial holders: Form 604 - ASX is primarily required to be filled out by substantial holders. Substantial holders are defined as individuals or entities that hold a significant interest or voting power in a company's securities.
2. Companies listed on ASX: Companies listed on the ASX need to ensure that their substantial holders comply with the reporting requirements outlined in form 604 - ASX.
3. Regulatory authorities: Regulatory authorities, such as the ASX and the Australian Securities and Investments Commission (ASIC), rely on the information provided in form 604 - ASX to monitor and regulate substantial holdings in listed companies.

For pdfFiller’s FAQs

What is form 604 - asx?

Form 604 - ASX is a form that needs to be filed with the Australian Securities Exchange (ASX) to notify the exchange of changes in substantial holdings of securities in a listed company.

Who is required to file form 604 - asx?

Any entity or individual who holds a substantial holding (5% or more) in a listed company on the ASX is required to file form 604 - ASX.

How to fill out form 604 - asx?

Form 604 - ASX can be filled out online through the ASX Online Forms platform. The form requires information such as the holder's details, details of the securities held, and the nature of the holding.

What is the purpose of form 604 - asx?

The purpose of form 604 - ASX is to provide transparency and disclosure to the market regarding significant changes in the ownership of a listed company's securities.

What information must be reported on form 604 - asx?

Form 604 - ASX requires information about the holder's name and address, details of the securities held, the percentage of the holding, and any changes in the holding.

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