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VANGUARD CODE OF ETHICS FOR PROFESSIONAL GRAPHOLOGISTS IN THE UNITED STATES Preamble* Graphology is the study of writing as it relates to personality. A professional graphologist is a person trained
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Understand the purpose: Start by reading and familiarizing yourself with the Vanguard Code of Ethics. Understand why it exists and the principles it upholds.
02
Provide accurate information: When filling out the Vanguard Code of Ethics, ensure that you provide accurate and truthful information. This includes personal details, employment history, and any conflicts of interest that may exist.
03
Disclose relevant relationships: If you have any relationships, financial interests, or affiliations that could potentially create a conflict of interest with Vanguard, make sure to disclose them. This ensures transparency and helps maintain the integrity of the company.
04
Comply with regulatory requirements: Vanguard operates under various regulatory bodies, and it is important to adhere to their rules and guidelines. Fill out the code of ethics in a way that reflects compliance with all applicable laws and regulations.
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Seek clarification if needed: If any section or question in the Vanguard Code of Ethics is unclear, do not hesitate to seek clarification. It is vital to fully understand what is being asked and provide accurate responses.

Who needs Vanguard Code of Ethics?:

01
Employees: All employees of Vanguard are required to adhere to the Vanguard Code of Ethics. This includes individuals working in different departments and at various levels within the organization.
02
Contractors and consultants: Individuals who work as contractors or consultants for Vanguard may also be required to follow the Vanguard Code of Ethics. These professionals are expected to maintain the same ethical standards as full-time employees.
03
Board members and executives: The Vanguard Code of Ethics applies to members of the Board of Directors and the company's executive leadership team. These individuals play a critical role in setting the ethical tone for the organization.
04
Clients and investors: While clients and investors may not be directly involved in filling out the Vanguard Code of Ethics, they benefit from its implementation. The code ensures that Vanguard operates with integrity and prioritizes the best interests of its clients.
05
Partners and stakeholders: Vanguard's partners and external stakeholders are also impacted by the company's code of ethics. By committing to ethical conduct, Vanguard fosters trust and positive relationships with its partners and stakeholders.
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The Vanguard Code of Ethics outlines the standards of conduct expected from Vanguard employees and associates.
All Vanguard employees and associates are required to file the Vanguard Code of Ethics.
Vanguard employees and associates can fill out the Code of Ethics online through the designated portal provided by Vanguard.
The purpose of the Vanguard Code of Ethics is to ensure ethical behavior and compliance with regulations in the workplace.
Information such as conflicts of interest, gifts received, personal trading, and outside business activities must be reported on the Vanguard Code of Ethics.
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