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Annual review 2012 Offering ice, C of adv AB ING, befriending campaign b Independent Age Annual review 2012 Introduction What an exciting year it has been. Building on the changes of 2011 completing
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What is c of adv?
The c of adv refers to the Form ADV, which is used by investment advisers to register with the Securities and Exchange Commission (SEC).
Who is required to file c of adv?
Investment advisers who manage more than $100 million in assets or who provide investment advice to registered investment companies are required to file Form ADV.
How to fill out c of adv?
Form ADV must be filled out online through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of c of adv?
The purpose of Form ADV is to provide clients and the SEC with essential information about the adviser, including their background, services offered, fees charged, and potential conflicts of interest.
What information must be reported on c of adv?
Form ADV requires information such as the adviser's ownership, business practices, disciplinary history, and any conflicts of interest.
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