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Agreement on Investment Services and Auxiliary Investment Services No. /20 /BOOK RGA 20 1. Individual Part Bank Customer 1.1. Parties Name First Name and Surname LICENSES BANK AS Reg.No. ID No. DOB

How to fill out agreement on investment services

Who needs agreement on investment services?

Individuals or companies who are seeking or providing investment services would need an agreement on investment services. This could include financial institutions, investment firms, or individuals who offer investment advice or manage investment portfolios.

How to fill out an agreement on investment services:

1. Begin by clearly stating the names and contact information of both parties involved in the agreement. This could include the name of the investment firm or individual providing services, as well as the name of the client or investor.
2. Specify the scope of the investment services being offered. This could include details about the types of investments that will be managed or advised upon, such as stocks, bonds, mutual funds, or real estate. It should also outline any limitations or restrictions on the services being provided.
3. Clearly define the fees and compensation structure for the investment services. This should include information about any upfront fees, ongoing management fees, or performance-based compensation. It should also outline any additional charges or expenses that may be incurred.
4. Outline the duties and responsibilities of both parties. This could include the obligations of the investment firm or individual in managing the investments, providing regular reports or updates, or communicating with the client. It should also outline any responsibilities of the client, such as providing accurate information or making timely contributions.
5. Include provisions for termination or modification of the agreement. This should outline the circumstances under which the agreement can be terminated by either party, as well as any notice period or penalties that may be involved. It should also specify how the agreement can be modified or amended if necessary.
6. Address any legal or regulatory requirements. Depending on the jurisdiction and type of investment services being provided, there may be specific laws or regulations that need to be addressed in the agreement. This could include compliance with securities laws, privacy regulations, or anti-money laundering requirements.
7. The agreement should be signed and dated by both parties to indicate their acceptance and agreement to the terms outlined within.

It is important to note that this information should be seen as a general guide and it is recommended to consult with legal professionals or experts in the field to ensure that the agreement is in compliance with applicable laws and regulations.

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