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STATE OF NEW YORK PUBLIC SERVICE COMMISSION At a session of the Public Service Commission held in the City of Albany on November 27, 2012, COMMISSIONERS PRESENT: Garry A. Brown, Chairman Patricia
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Case 12g0297 is related to securities registration requirements under the Securities Exchange Act of 1934.
Public companies with total assets exceeding $10 million and a class of equity securities held by 2,000 or more shareholders.
Companies must submit Form 10-K and other required documentation to the Securities and Exchange Commission (SEC).
The purpose is to ensure transparency and disclosure of financial information to investors and the public.
Companies must report financial statements, executive compensation, related party transactions, and more.
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