Get the free Bats LIS Service Addendum - cdn.batstrading.com
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This IS Form is an addendum to the Participant Agreement between Bats and the Participant whose details are provided below.
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How to fill out bats lis service addendum
Point by point, here is how to fill out the BATS LIS service addendum:
01
Start by carefully reading through the addendum form. Make sure you understand each section and its requirements.
02
Gather all the necessary information and documentation that may be required to complete the addendum. This may include personal details, business information, and any additional supporting documents.
03
Begin filling out the addendum form by providing your full name, contact information, and any other required identification details.
04
Move on to the section that asks for your business information. Fill in the name of your company, its address, and any other relevant details.
05
Review the addendum for any specific conditions or terms that need to be met. Make sure to take note of any deadlines or additional requirements.
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If there are any terms or conditions that you are unsure about, don't hesitate to seek clarification from the appropriate authority or legal advisor.
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Once you have completed the addendum form, double-check all the information you have provided for accuracy and completeness.
08
Sign and date the addendum form where required. Make sure to follow any specific instructions regarding signatures.
09
Keep a copy of the completed addendum for your records.
10
Submit the filled-out addendum form to the relevant authority or party as instructed.
Who needs the BATS LIS service addendum?
The BATS LIS service addendum may be required by individuals or businesses that are using or planning to use the BATS LIS service. It is typically necessary to ensure compliance with the terms and conditions of the service and to provide any additional information or documentation that may be required by BATS or regulatory bodies. It is important to carefully review the BATS LIS service agreement and consult with legal advisors or the BATS support team to determine if the addendum is necessary for your specific situation.
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What is bats lis service addendum?
Bats LIS service addendum is a form that provides additional information about a company's trading activity on the NYSE Bats LIS platform.
Who is required to file bats lis service addendum?
All companies that have traded on the NYSE Bats LIS platform are required to file the addendum.
How to fill out bats lis service addendum?
The addendum can be filled out online or submitted through a designated portal provided by the NYSE Bats LIS platform.
What is the purpose of bats lis service addendum?
The addendum helps regulators monitor trading activity on the NYSE Bats LIS platform and ensure compliance with rules and regulations.
What information must be reported on bats lis service addendum?
The addendum typically requires information about the company's trading strategies, order types, and volume of trades on the NYSE Bats LIS platform.
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