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SECTION D: FTA & LOCAL CERTIFICATIONS The following Certifications and forms must be submitted in a separate sealed envelope marked Envelope No. 2-Certification.” 1. AFFIDAVIT AND INFORMATION REQUIRED
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Standard Form D is a document filed with the Securities and Exchange Commission (SEC) by companies that have sold securities without the need for registration under Regulation D.
Companies that have conducted private placements of securities must file Standard Form D.
Standard Form D can be filled out electronically through the SEC's Electronic Data Gathering, Analysis, and Retrieval (EDGAR) system.
The purpose of Standard Form D is to provide the SEC and investors with information about a company's private placement of securities.
Standard Form D requires information about the company, the offering, the type of securities being sold, and the investors participating in the offering.
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