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Washington, DC 200061506. To help FINRA process comments more efficiently, persons should use only one method to comment. Important Notes: All comments received in response to this Notice will be

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More efficient for FINRA refers to the streamlined process for reporting information and complying with regulations set by the Financial Industry Regulatory Authority.

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All broker-dealers and financial institutions registered with FINRA are required to file more efficient reports.

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More efficient reports for FINRA can be filled out online through the FINRA website or through the FINRA Gateway platform.

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The purpose of more efficient reports for FINRA is to improve regulatory compliance, reduce paperwork, and enhance transparency in the financial industry.

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More efficient reports for FINRA must include information on assets under management, client transactions, risk management practices, and compliance procedures.

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