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FORM SEC 3A (To be completed in duplicate) APPLICATION FORM FOR REGISTRATION AS A RATING AGENCY UNDER THE INVESTMENTS AND SECURITIES ACT 2007 NOTE: This application form should be completed in duplicate

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What is form sec 3a rating?

Form SEC 3a rating is a form used by companies to report their credit rating to the Securities and Exchange Commission.

Who is required to file form sec 3a rating?

All companies that have issued securities to the public are required to file form sec 3a rating.

How to fill out form sec 3a rating?

Form sec 3a rating can be filled out online through the SEC's electronic filing system or submitted in paper form.

What is the purpose of form sec 3a rating?

The purpose of form sec 3a rating is to provide investors and the SEC with information about a company's creditworthiness.

What information must be reported on form sec 3a rating?

Form sec 3a rating must include the company's credit rating from a recognized credit rating agency.

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