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COMPLIANCE DEPARTMENT POLICY AND PROCEDURE DIRECTIVE SUBJECT NUMBER 2015201 Vendor/Outside Provider Interaction Policy 1 PREPARED BY Donna Rooney Vice President of Corporate Compliance DISTRIBUTION
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The compliance department policy is a set of rules and guidelines designed to ensure that a company or organization is following all applicable laws and regulations.
The compliance department policy is typically filed by the compliance department or a designated compliance officer within a company or organization.
The compliance department policy is typically filled out by outlining the company's policies and procedures related to compliance with laws and regulations, as well as any monitoring and reporting processes in place.
The purpose of the compliance department policy is to ensure that a company is operating in a legal and ethical manner, by outlining the expectations and requirements for compliance.
The compliance department policy typically includes information on the company's code of conduct, policies for preventing fraud and corruption, training programs, and reporting mechanisms.
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