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23 Franklin Road Roanoke, VA 24011 Phone (540) 3423560 / (800)5513588 Fax (540) 3423741 Email: info woltz.com BROKER PARTICIPATION APPLICATION This Application must be completed in its entirety: RE:
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891 broker participation is a form used to report information about brokers who participate in a transaction or provide services related to a securities exchange.
Brokers who participate in a transaction or provide services related to a securities exchange are required to file 891 broker participation.
To fill out 891 broker participation, brokers must provide information about their participation in transactions or services related to a securities exchange.
The purpose of 891 broker participation is to gather information about brokers who are involved in securities transactions and services.
Brokers must report details of their participation in transactions or provision of services related to a securities exchange on 891 broker participation.
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