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SEC Form 4 FORM 4 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Expires: Washington, D.C. 20549 December 31, 2014, Estimated average burden Check this box if no longer subject to Section

How to fill out sec form 4

How to fill out SEC Form 4:

1. Gather the necessary information: Before starting to fill out SEC Form 4, make sure you have all the required information handy. This includes your name, title, company name, address, and social security number. Additionally, you will need the information of the securities you are reporting, such as date of transaction, nature of ownership, and the number of securities involved.
2. Understand the purpose of SEC Form 4: SEC Form 4 is used to report transactions involving company equity securities by officers, directors, and beneficial owners. It provides transparency to the public about such transactions, ensuring compliance with securities laws.
3. Section 1 - Reporting Person: Begin by providing your name and relationship to the company. Indicate whether you are an officer, director, or beneficial owner. Include your title, company name, and address.
4. Section 2 - Securities Acquired or Disposed of: Fill in the details regarding the securities involved in the transaction. Provide the name of the issuer, the title and class of securities, and the date of the transaction. Specify whether the transaction was an acquisition (purchase) or disposition (sale).
5. Section 3 - Transactions: This section requires you to enter the number of securities acquired or disposed of in the transaction, the average price per share, and the total value. Indicate if the transaction was an open-market or privately-negotiated transaction.
6. Section 4 - Securities Beneficially Owned Following Reported Transaction: Provide information about your beneficial ownership after the transaction. Include the amount and percentage of securities beneficially owned.
7. Sign and date the form: Finally, sign and date the SEC Form 4 to certify the accuracy and completeness of the information provided.

Who needs SEC Form 4?

SEC Form 4 is required to be filled out by officers, directors, and beneficial owners of securities to report any transactions involving the company's equity securities. It applies to individuals who have significant holdings or decision-making authority within the company. The form ensures transparency in reporting such transactions and compliance with securities regulations.

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