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Name: Date: 3.1 Regular (Blue List) ////////////////////////////////// herb ////////////////////////////////// person ////////////////////////////////// sternly //////////////////////////////////
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What is 31 regular blue list?
31 regular blue list is a document that lists all individuals who have purchased or sold securities during the reporting period.
Who is required to file 31 regular blue list?
Investment firms and other entities involved in securities trading are required to file 31 regular blue list.
How to fill out 31 regular blue list?
To fill out 31 regular blue list, one must list the names of individuals involved in securities transactions, the value of transactions, and other relevant information.
What is the purpose of 31 regular blue list?
The purpose of 31 regular blue list is to provide transparency in securities trading and to prevent insider trading.
What information must be reported on 31 regular blue list?
The information reported on 31 regular blue list must include the names of individuals involved in securities transactions, the value of transactions, and any other relevant details.
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