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NOTICE OF SPECIFIED PENALTY Date of Issue: November 1, 2013, Payment Due Date: December 2, 2013, MSA File Number: 2013-361 Market Participant Name: Algonquin Power Operating Trust Asset ID (if applicable):
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Algonquin Power Operating is a subsidiary of Algonquin Power & Utilities Corp. that operates power generation and utilities assets.
Algonquin Power Operating is required to file their operating information with relevant regulatory authorities.
To fill out Algonquin Power Operating information, specific forms provided by the regulatory authorities must be completed accurately.
The purpose of Algonquin Power Operating is to provide transparency and regulatory compliance regarding the operation of power generation and utilities assets.
Information such as financial data, operational performance, and regulatory compliance status must be reported on Algonquin Power Operating.
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