Get the free Form ADV Part 2b Brochure Supplement - Rainier
Show details
Form ADV Part 2b Brochure Supplement Rainier Investment Management, LLC 601Union Street, Suite 3525 Seattle, WA 98101 206.518.6600 Item 1 Cover Page Mark H. Dawson, CFA, Principal Rainier Investment
We are not affiliated with any brand or entity on this form
Get, Create, Make and Sign form adv part 2b
Edit your form adv part 2b form online
Type text, complete fillable fields, insert images, highlight or blackout data for discretion, add comments, and more.
Add your legally-binding signature
Draw or type your signature, upload a signature image, or capture it with your digital camera.
Share your form instantly
Email, fax, or share your form adv part 2b form via URL. You can also download, print, or export forms to your preferred cloud storage service.
Editing form adv part 2b online
In order to make advantage of the professional PDF editor, follow these steps below:
1
Sign into your account. If you don't have a profile yet, click Start Free Trial and sign up for one.
2
Upload a file. Select Add New on your Dashboard and upload a file from your device or import it from the cloud, online, or internal mail. Then click Edit.
3
Edit form adv part 2b. Rearrange and rotate pages, insert new and alter existing texts, add new objects, and take advantage of other helpful tools. Click Done to apply changes and return to your Dashboard. Go to the Documents tab to access merging, splitting, locking, or unlocking functions.
4
Save your file. Select it from your list of records. Then, move your cursor to the right toolbar and choose one of the exporting options. You can save it in multiple formats, download it as a PDF, send it by email, or store it in the cloud, among other things.
With pdfFiller, it's always easy to work with documents.
Uncompromising security for your PDF editing and eSignature needs
Your private information is safe with pdfFiller. We employ end-to-end encryption, secure cloud storage, and advanced access control to protect your documents and maintain regulatory compliance.
How to fill out form adv part 2b
How to fill out Form ADV Part 2B:
01
Begin by collecting all the necessary information. This may include your firm's contact details, services offered, fees charged, educational background, disciplinary history, and conflicts of interest. Make sure to have all the required information at hand before starting the form.
02
Start by filling out the first section of Form ADV Part 2B, which typically asks for your firm's name, CRD number, and contact information. Provide accurate and up-to-date information to ensure proper communication and compliance.
03
Proceed to the next section, where you will describe your firm's services and fees. Clearly outline the services you offer and the corresponding fees or compensation structure. It's essential to be transparent and thorough in describing the nature and extent of services provided.
04
In the following section, disclose any conflicts of interest that may exist within your firm. This can include compensation received from third parties, proprietary products, or potential conflicts between clients' interests. Be honest and comprehensive in your disclosure to promote transparency and maintain regulatory compliance.
05
If applicable, disclose any disciplinary history or legal events in the subsequent section. Provide details of any past regulatory actions, criminal proceedings, or civil lawsuits involving your firm or its employees. It's crucial to be accurate and provide clear explanations for any incidents disclosed.
06
Finally, review the completed Form ADV Part 2B thoroughly for accuracy and completeness. Ensure all sections are properly filled out and all required information is included. Sign and date the form as required.
Who needs Form ADV Part 2B:
Form ADV Part 2B is needed by registered investment advisers (RIAs) who participate in the investment advisory business. RIAs are required by the Securities and Exchange Commission (SEC) to file Form ADV Part 2B to disclose relevant information about their firm, services, fees, conflicts of interest, and disciplinary history.
This form provides essential information to clients and prospective clients to help them make informed decisions when seeking investment advice. Furthermore, regulators use this form to monitor compliance with legal requirements and to ensure that firms are acting in the best interests of their clients.
Therefore, if you are an RIA or planning to become one, it is crucial to familiarize yourself with Form ADV Part 2B and ensure timely and accurate completion to meet regulatory obligations and establish trust and transparency with clients.
Fill
form
: Try Risk Free
For pdfFiller’s FAQs
Below is a list of the most common customer questions. If you can’t find an answer to your question, please don’t hesitate to reach out to us.
Where do I find form adv part 2b?
The premium version of pdfFiller gives you access to a huge library of fillable forms (more than 25 million fillable templates). You can download, fill out, print, and sign them all. State-specific form adv part 2b and other forms will be easy to find in the library. Find the template you need and use advanced editing tools to make it your own.
How do I make changes in form adv part 2b?
With pdfFiller, the editing process is straightforward. Open your form adv part 2b in the editor, which is highly intuitive and easy to use. There, you’ll be able to blackout, redact, type, and erase text, add images, draw arrows and lines, place sticky notes and text boxes, and much more.
Can I create an electronic signature for signing my form adv part 2b in Gmail?
Create your eSignature using pdfFiller and then eSign your form adv part 2b immediately from your email with pdfFiller's Gmail add-on. To keep your signatures and signed papers, you must create an account.
What is form adv part 2b?
Form ADV Part 2B is a disclosure document that provides information about key personnel at an investment advisory firm.
Who is required to file form adv part 2b?
Investment advisors registered with the SEC are required to file Form ADV Part 2B.
How to fill out form adv part 2b?
Form ADV Part 2B can be filled out online through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of form adv part 2b?
The purpose of Form ADV Part 2B is to provide clients with important information about the investment advisory firm, including its key personnel and services.
What information must be reported on form adv part 2b?
Form ADV Part 2B must include information about the firm's key personnel, their roles and responsibilities, and any disciplinary history.
Fill out your form adv part 2b online with pdfFiller!
pdfFiller is an end-to-end solution for managing, creating, and editing documents and forms in the cloud. Save time and hassle by preparing your tax forms online.
Form Adv Part 2b is not the form you're looking for?Search for another form here.
Relevant keywords
Related Forms
If you believe that this page should be taken down, please follow our DMCA take down process
here
.
This form may include fields for payment information. Data entered in these fields is not covered by PCI DSS compliance.
