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SECURE OMB APPROVAL OMB Number: 32350123 790 1ISSION March 31,201 Expires: average burden Estimated SEC sours per response.....,2.OO ANNUAL AUDITED REP IL Processing FORM X17A5 PART little FACING

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4. If there are any sections or questions that are not applicable to your situation, indicate that clearly on the form or leave them blank.
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Who needs the OMB number - SEC?

1. The OMB number - SEC may be required by individuals or entities that are responding to specific surveys or reporting requirements imposed by the U.S. Securities and Exchange Commission (SEC).
2. This may include publicly traded companies, investment firms, broker-dealers, mutual funds, investment advisers, and other entities regulated by the SEC.
3. The purpose of the OMB number - SEC is to collect necessary information for regulatory purposes and to ensure compliance with various securities laws and regulations enforced by the SEC.

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What is omb number - sec?

OMB number - SEC refers to the Office of Management and Budget (OMB) control number assigned to a specific form required by the Securities and Exchange Commission (SEC).

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Entities or individuals regulated by the SEC who are required to submit the specific form associated with the OMB number are required to file OMB number - SEC.

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The specific instructions for filling out the form associated with the OMB number - SEC can be found on the SEC's website or in the official form instructions.

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The purpose of the OMB number - SEC is to uniquely identify and track the specific form required by the SEC for regulatory purposes.

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The specific information that must be reported on the form associated with the OMB number - SEC will be outlined in the form instructions provided by the SEC.