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Securities Trading Policy 08/29/2016 PUBLIC Introduction: Vale SA (Vale) believes it to be very positive to have its employees and management among its shareholders. The decision to invest in long
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How to fill out securities trading policy:

01
Begin by familiarizing yourself with the relevant laws and regulations related to securities trading. This will ensure that you are aware of the legal requirements and restrictions that apply to your trading activities.
02
Develop a clear and comprehensive policy that outlines your organization's approach to securities trading. This should include information on acceptable trading practices, restricted activities, and the consequences for non-compliance.
03
Include guidelines on reporting and monitoring procedures. This will ensure transparency and help detect any potential conflicts of interest or insider trading.
04
Define who within your organization is required to adhere to the policy. This may include employees, directors, officers, and other relevant individuals.
05
Implement mechanisms for training and education. It is crucial to provide all relevant individuals with the knowledge and understanding necessary to comply with the policy.
06
Establish a procedure to review and update the policy regularly. This will allow your organization to adapt to any changes in laws or regulations, as well as any emerging best practices.

Who needs securities trading policy:

01
Organizations involved in securities trading, such as financial institutions, investment firms, or publicly traded companies, typically require a securities trading policy. This policy ensures that all individuals within the organization understand and comply with the legal and ethical requirements of securities trading.
02
Employees, directors, officers, and other personnel who have access to material non-public information or engage in securities trading on behalf of the organization should adhere to the securities trading policy. This includes individuals involved in trading, investment decisions, or who may have access to insider information.
03
In some cases, regulatory bodies or industry associations may require organizations to have a securities trading policy as part of their compliance obligations. It is essential to consult the relevant regulatory authority or industry standards to determine specific requirements for your organization.
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A securities trading policy outlines the rules and regulations that govern trading of securities within a company.
All employees who are involved in trading securities or have access to material nonpublic information are required to file a securities trading policy.
Employees must disclose their trading activities, including buying and selling of securities, and comply with insider trading regulations.
The purpose of a securities trading policy is to prevent insider trading and ensure fairness in the trading of securities within a company.
Employees must report their trading activities, investments in securities, and any material nonpublic information they possess.
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