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SupervisionChapter 10A FCA Approved Persons 10A : FCA Approved PersonsSection 10A.1 : Application10A.1ApplicationGeneral ......................................................................................................
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What is sup 10a fca approved?
Sup 10a FCA approved refers to the form approved by the Financial Conduct Authority (FCA) for reporting significant changes in control of a regulated firm.
Who is required to file sup 10a fca approved?
Any regulated firm or individual who experiences a significant change in control is required to file sup 10a FCA approved.
How to fill out sup 10a fca approved?
To fill out sup 10a FCA approved, one must provide relevant information about the change in control, including details about the new controlling party.
What is the purpose of sup 10a fca approved?
The purpose of sup 10a FCA approved is to ensure that the FCA is aware of any significant changes in control within regulated firms to assess potential risks.
What information must be reported on sup 10a fca approved?
Information such as the details of the new controller, their financial standing, and the reasons for the change in control must be reported on sup 10a FCA approved.
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