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COMMON APPLICATION FORM Brokers Name & ARN Broker LG Code Investment Advisors Name & ARN RUIN (Mandatory) 11129 Apply. CA E036512 Date : DD / MM / YYY SIGNATURE(S) I/We hereby confirm that the RUIN
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Read the instructions carefully: Before filling out the sub-broker's name amp field, make sure to carefully read any instructions or guidelines provided. This will ensure that you correctly fill out the required information.
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Enter the sub-broker's name: In the designated field, enter the full name of the sub-broker. Double-check for any spelling errors to ensure accuracy.
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Provide contact information: In addition to the name, it is essential to provide the contact details of the sub-broker. This may include their phone number, email address, and any other relevant information.
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Specify the role: If there are different types of sub-brokers or specific roles within the sub-broker category, indicate the specific role or category for the sub-broker.
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Stockbrokers: Stockbrokers who work with sub-brokers or have sub-broker partnerships often require the sub-broker's name amp to keep track of their respective partners.
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Sub-broker's name amp is the name of the sub-broker who is associated with a brokerage firm.
The brokerage firm is required to file the sub-broker's name amp.
The sub-broker's name amp can be filled out by entering the sub-broker's name in the designated field.
The purpose of sub-broker's name amp is to maintain a record of all sub-brokers associated with the brokerage firm.
The sub-broker's name amp must include the full name of the sub-broker and their unique identifier.
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