Get the free SEC FORM 4 - Julie - Lifeway Kefir

8/23/2016 SECFORM4 UNITEDSTATESSECURITIESANDEXCHANGECOMMISSION FORM4 Outnumber: 32350287 Estimatedaverageburden STATEMENTOFCHANGESINBENEFICIALOWNERSHIP Checkthisboxifnolongersubject toSection16. Form4orForm5

How to fill out sec form 4

How to fill out SEC Form 4:

1. Begin by providing your personal information, including your name, address, and social security number. This information is essential for identifying the individual filling out the form.
2. Indicate your position in the company and whether you are a director, officer, or beneficial owner. This helps clarify your role within the organization.
3. Next, specify the reporting owner by indicating whether you are a direct or indirect owner of the securities in question.
4. Provide details about the securities being reported, such as the class of security, the date(s) of acquisition or disposition, and the number of securities involved. This information helps track the transactions accurately.
5. Disclose the transaction code that best describes the nature of the transaction, whether it is an acquisition, disposition, or any other relevant action.
6. Report any relevant transaction dates, including the execution date, the date of event that requires filing, and the conversion or exercise date, if applicable.
7. If you are reporting multiple transactions, consolidate all relevant information in the appropriate sections of the form.
8. Ensure that all necessary signatures are included on the form. The reporting owner, as well as any other individuals authorized to sign on their behalf, must provide their signatures.

Who needs SEC Form 4?

1. Directors and officers of publicly traded companies are required to fill out SEC Form 4.
2. Beneficial owners who directly or indirectly own more than 10% of a company's stock are also obligated to file Form 4.
3. Form 4 is essential for individuals who have made transactions involving company securities, such as acquisitions or dispositions, to disclose this information to the Securities and Exchange Commission (SEC).

Remember, it is crucial to consult the SEC's guidelines and regulations or seek professional advice when filling out SEC Form 4 to ensure compliance with all required reporting obligations.

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What is sec form 4?

SEC Form 4 is a document filed with the U.S. Securities and Exchange Commission (SEC) that discloses insider transactions of publicly traded companies.

Who is required to file sec form 4?

Officers, directors, and beneficial owners of more than 10% of a class of a company's equity securities are required to file SEC Form 4.

How to fill out sec form 4?

SEC Form 4 can be filled out electronically through the SEC's EDGAR system. It requires information on the insider, the transaction details, and the securities involved.

What is the purpose of sec form 4?

The purpose of SEC Form 4 is to provide transparency to investors and the public about insider transactions in publicly traded companies.

What information must be reported on sec form 4?

SEC Form 4 requires reporting on the insider's identity, relationship to the company, transaction date, nature of transaction, and the number of securities involved.