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THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANYAGREEMENTOF DIRECT EDGE ECN LLC THIS THIRD AMENDED AND RESTATED UNITED LIABILITY COMPANY It AGREEMENT (the “Agreement “) of Direct Edge ECN
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Individuals or businesses involved in trading on the Direct Edge ECN platform may need to establish an LLC with Direct Edge ECN LLC. This includes traders, investors, or entities looking to access the services and benefits provided by Direct Edge ECN.
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Direct Edge ECN LLC is an electronic communication network (ECN) that provides a platform for trading securities.
Financial institutions and brokers who are affiliated with Direct Edge ECN LLC are required to file reports.
Direct Edge ECN LLC reports can be filled out electronically through the designated platform provided by the SEC.
The purpose of Direct Edge ECN LLC reports is to disclose information regarding trading activities and compliance with regulations.
Information regarding trading volumes, market participants, and any relevant regulatory compliance measures must be reported on Direct Edge ECN LLC reports.
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