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MIX Regulatory Circular 201627 DATE: July 29, 2016, TO: MIX Members FROM: MIX Regulatory Department RE: MIX and ISG Members Modify Certain Electronic Blue Sheet Data Elements MIX and the other Intermarket
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Therefore, both companies operating within miax's jurisdiction and individuals responsible for regulatory compliance within these companies may need to fill out miax regulatory circular.
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What is miax regulatory circular?
Miax regulatory circular is a form used by members of Miax to report various regulatory information.
Who is required to file miax regulatory circular?
All members of Miax are required to file miax regulatory circular.
How to fill out miax regulatory circular?
Members can fill out miax regulatory circular online or submit a physical form to Miax.
What is the purpose of miax regulatory circular?
The purpose of miax regulatory circular is to ensure compliance with regulatory requirements and to provide transparency to regulators.
What information must be reported on miax regulatory circular?
Information such as trade data, customer complaints, and regulatory inquiries must be reported on miax regulatory circular.
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