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FORM G37 MSB Name of Regulated Entity: Report Period: I. CONTRIBUTIONS made to officials of a municipal entity (list by state) State Complete name, title (including any city/county/state or other

How to fill out form g-37 - msrb

How to fill out form g-37 - msrb:

1. Start by obtaining the appropriate form. Form G-37 is a filing disclosure form required by the Municipal Securities Rulemaking Board (MSRB). It is used to report political contributions made by certain individuals associated with a municipal securities dealer or municipal advisor.
2. Familiarize yourself with the instructions provided with the form. The instructions will guide you through the completion process and provide important details about the required information and any supporting documentation that may be required.
3. Begin by entering the basic information about the filer, including the name, address, and contact information. This will help identify who is responsible for the form and can be contacted if necessary.
4. Proceed to the section where you are required to disclose contributions made to issuer officials by the filer, its covered associates, and certain political action committees controlled by the filer or its covered associates. Follow the instructions carefully to ensure accurate reporting.
5. Provide the details of each contribution made, including the amount, date, and recipient(s). This information should be accurate and up to date to ensure compliance with reporting requirements.
6. If applicable, report any de minimis contributions made by the filer or its covered associates. De minimis contributions are those that fall below the reporting threshold specified by the MSRB.
7. As instructed, attach any necessary supporting documentation, such as copies of checks, receipts, or other relevant records that confirm the reported contributions.
8. Review the completed form for accuracy and completeness. It is important to double-check all the information provided to avoid any errors or omissions.
9. Sign and date the form in the designated area to certify the accuracy of the information provided. Ensure that the person signing the form has the authority to do so on behalf of the filer.
10. Once the form is completed, file it with the MSRB in accordance with the specified deadline and submission methods.

Who needs form g-37 - msrb:

1. Individuals associated with a municipal securities dealer or municipal advisor are generally required to fill out Form G-37 - MSRB. This includes individuals such as employees, officers, directors, and partners who engage in municipal securities and municipal advisory activities.
2. Municipal securities dealers and municipal advisors themselves may also be required to submit this form to report the political contributions made by their associated individuals.
3. It is important to note that the specific requirements and regulations regarding the use of Form G-37 - MSRB may vary depending on the jurisdiction and specific circumstances. It is advisable to consult the applicable rules and regulations and seek professional advice if necessary to determine the exact requirements for filling out this form.

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What is form g-37 - msrb?

Form G-37 - MSRB is a disclosure form required by the Municipal Securities Rulemaking Board (MSRB) that regulates political contributions made by municipal securities professionals.

Who is required to file form g-37 - msrb?

Municipal securities professionals, including brokers, dealers, and municipal advisors, are required to file Form G-37 - MSRB.

How to fill out form g-37 - msrb?

Form G-37 - MSRB requires the disclosure of political contributions made by covered individuals, as well as certain information about the issuer of the municipal securities.

What is the purpose of form g-37 - msrb?

The purpose of Form G-37 - MSRB is to provide transparency and accountability regarding political contributions made by municipal securities professionals that could influence the awarding of municipal securities business.

What information must be reported on form g-37 - msrb?

Form G-37 - MSRB requires the reporting of contributions to issuer officials, contributions to political parties, and certain payments to political parties or political organizations.