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APPLICATION FOR INTRODUCER ACCREDITATION Legal Name: TRADING AS: ABN: ACN: Finance Brokers License No: State of Incorporation: Business Address: (Including State & Postcode) Mailing Address: (Including
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How to fill out SFC application for introducer:

01
Download the SFC application form for introducer from the official SFC website.
02
Fill out the personal information section, including your name, contact details, and identification information.
03
Provide your employment history and educational background in the relevant sections of the application form.
04
Disclose any criminal convictions or regulatory actions taken against you in the past.
05
Complete the section on professional qualifications and certifications, if applicable.
06
Provide details on your past experience and knowledge in the financial industry, including any relevant licenses or memberships.
07
Fill out the section on financial resources and disclose any potential conflicts of interest.
08
Sign and date the application form.
09
Prepare any supporting documents required by the SFC, such as identification proofs, references, or financial statements.
10
Submit the completed application form along with the supporting documents to the SFC.

Who needs SFC application for introducer:

01
Individuals or entities who wish to act as an introducer in the financial industry in Hong Kong.
02
Introducers are typically individuals or companies who refer potential clients or investors to licensed corporations within the financial industry.
03
The Securities and Futures Commission (SFC) requires introducers to be registered and regulated to ensure the protection of clients and the integrity of the financial markets.
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The SFC application for introducer is a form that must be completed by individuals or entities seeking approval to introduce regulated activities in Hong Kong.
Any individual or entity that wishes to introduce regulated activities in Hong Kong is required to file an SFC application for introducer.
The SFC application for introducer can be filled out online through the Securities and Futures Commission (SFC) website. The applicant must provide all necessary information and documentation as required.
The purpose of the SFC application for introducer is to ensure that individuals or entities seeking to introduce regulated activities in Hong Kong meet the necessary requirements and standards set forth by the SFC.
The SFC application for introducer requires information such as the applicant's background, qualifications, experience, and details of the regulated activities they wish to introduce.
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