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IARD All Sections Username: protein, Org ID: 106657 1 of 40 https://crd.finra.org/Iad/Content/PrintHist/Adv/Sections/crd IAD Avails... FORM ADV UNIFORM APPLICATION FOR INVESTMENT ADVISER REGISTRATION
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What is adv part 1?
ADV Part 1 is the initial submission form a registered investment advisor files with the SEC to register as an investment advisor.
Who is required to file adv part 1?
Registered investment advisors are required to file ADV Part 1.
How to fill out adv part 1?
ADV Part 1 can be filled out electronically through the Investment Adviser Registration Depository (IARD) system.
What is the purpose of adv part 1?
The purpose of ADV Part 1 is to provide the SEC and clients with information about the investment advisor's business.
What information must be reported on adv part 1?
Information such as the advisor's business practices, fees, conflicts of interest, disciplinary history, and key personnel must be reported on ADV Part 1.
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