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NM SPA Adviser November 2016 Contest Schedule (Tentative) Saturday, Jan. 28 Mariano High School 12200 Lamas Blvd. NE Albuquerque, NM 87112 Registration: 99:25 a.m. Adviser briefing: 9:15 a.m. Onsite
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What is nmspa adviser - nmactorg?
Nmspa adviser - nmactorg is a form required to be filed by certain entities that are registered as investment advisers with the SEC.
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Entities registered as investment advisers with the SEC are required to file nmspa adviser - nmactorg.
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The purpose of nmspa adviser - nmactorg is to provide information about the investment adviser's activities and the securities they manage.
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Nmspa adviser - nmactorg requires information about the adviser's assets under management, client base, and any potential conflicts of interest.
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