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SIP & Tiptop up Registration / Renewal Form 2 Application No. Distributor Code ARN Distributor Code 31997 RUIN No. Internal Code for Subbroker/ Employee ARN I/We hereby confirm that the RUIN box has

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What is sip amp sip top?

SIP and SIP TOP are both reporting forms used to provide information on large positions in securities held by traders.

Who is required to file sip amp sip top?

Traders who hold large positions in securities are required to file SIP and SIP TOP.

How to fill out sip amp sip top?

SIP and SIP TOP can be filled out electronically through the SEC's EDGAR system.

What is the purpose of sip amp sip top?

The purpose of SIP and SIP TOP is to provide transparency and oversight of large positions held by traders in securities.

What information must be reported on sip amp sip top?

Information such as the security name, CUSIP number, the size of the position, and the identification of the trader must be reported on SIP and SIP TOP.

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